Job DescriptionInteractive Brokers is hiring an experienced auditor to perform independent assessment of AML Compliance program of its broker dealer entities. Ideal candidate should have prior experience with testing or managing AML Compliance obligations of US brokerage or banking firms. ResponsibilitiesConduct audits of firm’s AML Compliance programs including regarding customer onboarding, customer due diligence, surveillance, sanction, training, etc.Plan and execute audit test stepsPrepare audit report that document identified control deficienciesCommunicate audit findings to the management and obtain remedial action plansTrack remedial action plans to completionKeep abreast with various securities, commodities, banking regulations regarding AML/Financial CrimesAssist in ad-hoc projects or other audits of group entitiesRequirements3-5 years of experience testing AML and Sanctions programs (either at a consulting firm or through an internal audit program at a financial institution)Familiarity with the 5 pillars of an AML programAbility to identify gaps in controls at the macro levelACAMS certificationExperience planning audit engagements (using a risk-based approach), including coordinating efforts with independent third parties and audits of other subject matter teamsExcellent communication skills, including the ability to communicate opinions and identified issues in a clear and concise mannerCapable of performing data analytical tasksCompany Benefits & PerksCompetitive salary, annual performance-based bonus and stock grantRetirement plan 401(k) with a competitive company matchExcellent health and wellness benefits, including medical, dental, and vision benefits. Company paid medical healthcare premium.Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)Paid time off and a generous parental leave policyDaily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snackCorporate events, including team outings, dinners, volunteer activities and company sports teamsEducation reimbursement and learning opportunitiesModern offices with multi-monitor setups#LI-AI1